45
Journal of Back and Musculoskeletal Rehabilitation 26 (2013) 45–54
DOI 10.3233/BMR-2012-00349
IOS Press
Development and validation of a functional
disability index for chronic low back pain
Mehmet Tuncay Duruöza,∗, Emel Özcanb , Aysegül Ketencib and Ayse Karanb
a
Physical Medicine and Rehabilitation Department, Rheumatology Division, Celal Bayar University Medical
School, Manisa, Turkey
b
Physical Medicine and Rehabilitation Department, Istanbul University Istanbul Medical School, Istanbul, Turkey
Abstract.
OBJECTIVE: To develop a valid and reliable functional disability scale for chronic low back pain (CLBP).
METHODS: Inpatients and outpatients suffering from low back pain (LBP) for at least 3 months were selected randomly. Patients
with inflammatory LBP were not recruited. Interrater reliability and Cronbach’s α were examined. Face, content, convergent
and divergent validities were investigated. Factor Analysis and pearson’s correlation coefficients (r) were performed.
RESULTS: 112 patients (71 females) with a mean age of 39.93 (SD: 12.92) answered the 66 questions on the provisional scale.
Elimination left 18 daily activity questions. The interrater reliability of the scale was 0.79 and Cronbach’s α was 0.90. Face
and content validities were determined. It showed good convergence with the Quebec Back Pain Disability Scale (r: 0.82),
the Oswestry Disability Index (r: 0.76), Waddell’s Functional Index (r: 0.68), and the Visual Analog Scale of Handicap (VAShandicap) (r: 0.49) The scale showed no significant or fair relationship (divergence) with VAS-lumbar, VAS-radicular, Beck
Depression Inventory, morning stiffness, night pain, finger tip-ground distance, radicular pain duration, or modified Schöber’s
index. The scale had two main factors. First represents activities implicating forward bending and second represents standing
activities.
CONCLUSION: A practical functional disability scale for CLBP was developed and validated.
Keywords: Chronic low back pain, functional disability, outcome assessment
1. Introduction
Low back pain (LBP) is a major cause of disability
in developed countries, and is estimated to be the most
prevalent type of pain [1]. It may be one of the major
symptoms of some diseases and causes deterioration of
the patients’ daily activities and quality of life. Therefore, it is essential for clinicians to evaluate the LBP in
patients accurately [2]. Although some scales to measure disability or QOL in patients with LBP are currently available, they are not always compatible with
one another [3]. Epidemiological studies indicate that
∗ Address for correspondence: Mehmet Tuncay Duruöz, MD.,
Physical Medicine and Rehabilitation Department, Rheumatology
Division, Celal Bayar University Medical School, Evka 3 Mahallesi,
126/8 sokak, No: 3, Bornova, 35050 Izmir, Manisa, Turkey. Tel.:
+90 533 512 1548; Fax: +90 232 375 5044; E-mail: tuncayduruoz@
gmail.com.
about 60–90% of the population experience back pain
at some time during their active lives [4] and the annual
incidence is 5 percent [5]. An individual’s functional status has become increasingly important over past
decades, reflecting the growing expectation by society
of a life without disability or handicap [6]. Therefore,
measurements such as laboratory tests, muscle strength,
and spinal mobility, have no direct clinical importance
to patients and they are not enough to reflect the functional status [7]. Functional status questionnaires seek
to quantify function directly which is better to reflect
the concerns of the patients. Accurate assessment of
functional disability is important for evaluating treatment and the progress of disease. It is also important
for establishing strategies to maximize an individual’s
functional potential and promote well being.
The severity of pain is used frequently in the clinical
assessment of patients with low back pain; however,
pain alone is not enough to assess general health of
ISSN 1053-8127/13/$27.50 2013 – IOS Press and the authors. All rights reserved
46
M.T. Duruöz et al. / Development and validation of a functional disability index for chronic low back pain
a person [8]. Since pain evaluates the physiological
impairment of an individual, but not his/her functional
status, indices of the functional status of a patient with
LBP should be employed in clinical studies.
It is most important to assess the functional disability
in LBP studies. The generic measures of health status,
such as the Sickness Impact Profile (SIP) [9] or SF36 [10] may not be sensitive enough to detect small but
clinically important differences in function among patients with LBP [11]. Because of this reason, we need
questionnaires to assess functional disability which is
developed specifically for CLBP. Some indices, assessment charts, questionnaires and rating scales have been
used over the past two decades to assess the functional
status of patients with low back pain and sciatica, but
only a few of them have been shown to be valid [12,13].
Choosing the best outcome measure often has been a
difficult problem in back pain research.
This study was done to develop a practical, accurate, cost-effective, time-sparing and discriminative index that assesses the functional disability of patients
that have chronic low back pain (CLBP) in their ordinary daily lives. The scale is based on questions about
the activities commonly performed in a person’s daily
environment and it may help to decide on the appropriate therapeutic strategies to improve the function of
patients with low back pain. The secondary objective
was to evaluate the effectiveness of surgical, medical
and rehabilitation treatment for patients with low back
pain.
movement and constructed a provisional scale. We
then tested this provisional scale to identify the most
relevant items. Lastly, we prepared the final scale and
assessed its reliability and validity.
2.3. List of activities
The activities associated with low back were identified and used in the pilot study. We first questioned
10 patients suffering low back pain to determine the
difficult activities during their daily living. Then examined 28 published quality of life and disability scales
to establish a pool of questions covering 159 activities
that were considered to be related to low back movements [7–10,13–36]. The authors of the study then
selected and modified the questions. We selected the
most clearly defined activity from among similar activities and eliminated specific activities associated with
professional occupations (e.g. carrying 25–30 kg sacks
to a second floor). We also eliminated activities that
were not carried out routinely within the society (e.g.,
carrying a 5-year old child) and any questions about
activities that we considered to be difficult to answer
in our society (e.g. sex-related activities). Lastly we
modified activities that we considered to be difficult for
the patient to estimate correctly and easily (e.g. questions such as ”Can you walk for 500 meters? or two
blocks?” were changed to “Can you walk well enough
at your regular pace to satisfy your needs, like going to
the grocery, store, bus stop etc.?”).
2.4. Pilot study
2. Material and methods
2.1. Patients
Out and inpatients aged 16–70 years who had had
low back pain for at least three months (CLBP) were recruited randomly for the study. Patients were excluded
based on the following criteria: 1. chronic inflammatory rheumatic diseases, severe OA of the lower limbs,
spondyloarthropathies; 2. severe psychiatric disorders;
3. surgery or trauma of the lumbar region or/and lower limbs within the past 90 days; 4. neurological or
neuromuscular disorders of lower limbs; 5. bedridden
patients.
2.2. Instrument development
The scale was constructed in three stages. Firstly we
made list of daily activities concerning with low back
The pilot study used 36 low back activities selected
from various functional indices. The questionnaires
were completed by face-to-face method in 15 patients.
The feasibility of the study, the clear descriptions of the
activities and the ease with which patients responded
were all evaluated by the doctors carrying out the study.
Suggestions were also solicited from the patients and
doctors to make the questions clearer. Some questions
were modified and some new activities proposed by
patients were added to the questionnaire. Explanatory
statements were added to some questions. For example,
the question ”Can you watch a movie on TV from
beginning to end without ever standing up while you
are sitting on a soft seat (such as an armchair)?” was
changed to “Can you watch a movie on TV from the
beginning to the end without ever standing up if you are
sitting on a soft seat (such as an armchair or, couch):
a) without changing your position? b) by changing
M.T. Duruöz et al. / Development and validation of a functional disability index for chronic low back pain
your position? c) by extending your legs? Multiple
activities in a single question were asked separately.
For example, the question ‘’Can you wear and take off
your socks?” was changed to two questions. “Can
you wear your socks? and “Can you take off your
socks?” We added 19 new activities proposed by the
patients. These included, “Can you wash your feet in
the bathroom?”, “Can you run across the street?”, “Can
you brush your teeth while bending over the sink?”,
“Can you bend over the sink and wash your face?”,
“Can you wipe your feet on the doormat?” and “Can
you turn and look behind you while standing upright?”.
The resulting provisional scale had 66 questions;
each item was scored on a 7 point Likert scale (0 =
without difficulty; 1 = with a little difficulty; 2 = with
some difficulty; 3 = with much difficulty; 4 = nearly
impossible to do; 5 = impossible; 6 = never done).
47
was dropped. Patients answered the questions based
on their experience during the past month. Global
raw scores were calculated (sum of scores for each
item); they ranged from 0–90. In compliance with
the standards published by the American Psychological
Association [37], the reliability and validity properties
of the scale were assessed.
2.7. Reliability
The “interrater reliability” was assessed after the
questionnaires had been answered twice, 2–5 days
apart, by each patient, monitored by two independent
doctors (face to face questionnaire). The internal consistency of the scale was tested to determine whether
the activities within the scale were closely related.
2.8. Validity
2.5. Testing the provisional scale
Validity was assessed by four methods.
This step identified the best performing items in the
“provisional scale” for use in the “definitive scale”. The
poorly performing items in the provisional questionnaire were eliminated. All questions with more than
5% “never done” responses were eliminated, because
the activities were not part of the patients’ daily lives
(26 items). The questionnaire of any patient who was
the only one to answer “never done” to an item was not
included in the analysis. Questions with an interrater
reliability of 0.45 or below were eliminated. Questions
whose answer distribution was badly skewed were also
eliminated. We also eliminated the low factor loaded
item in activities that may be accepted as redundant
in the same factor group after the factor analysis and
the varimax rotation matrix. Similarly, questions with
a factor loading of 0.45 or below after factor analysis
were eliminated. Two interviewer doctors assessed the
comprehensiveness of each item by patients on a four
point Likert scale as: i – easily answered (no doubtful) by every patient, ii – few patients needed small explanation, iii – usually doubtful, iv – always doubtful.
The question which was understood “usually or always
doubtful” by patients was eliminated. The final scale
was obtained after this process and it is called “Istanbul
Low Back Pain Disability Index (ILBPDI)”.
2.6. The final scale
The final scale contained 18 questions, which were
tested on 112 patients. Each item was scored on a 6
point Likert (0–5) scale, as the “never done” answer
2.8.1. Face validity
The approval of the items and answer choices by experienced doctors as ways assessing functional disability of the low back pain. We also determine whether the
activities and answer choices were easily understood
and whether they needed any extra explanation by the
patients. We modified questions to make them more
clear during provisional process.
2.8.2. Content validity
We used two methods. Firstly, the doctors determined whether the questionnaire includes items relevant to the topic [38] and items related to other areas
of everyday life.
2.8.3. Construct validity
This was investigated in three ways. Internal Construct Validity: Factor analysis was used to determine
the internal structure of the instrument. Factor analysis places the parameters that were correlated together in the same group. However, the activities within one group were usually poorly correlated with the
activity in group. Factor analysis placed the closely inter-related activities together in a group and determined the structural factors of the scale [39]. Convergent Validity was assessed by correlating the global
scale score with variables that should have converging
relationships. These variables were the Quebec Back
Pain Disability Scale (QBPDS); the Revised Oswestry
Disability Index (RODI) and Waddell’s Functional In-
48
M.T. Duruöz et al. / Development and validation of a functional disability index for chronic low back pain
Table 1
Demographic and clinical characteristics of the participants (n = 112)
Age (years)
Sex (male) %
BMI (kg/m2 )
Education (P, S, H, U, +) %
Duration of LBP (month)
Duration of recent LBP (weeks)
Lumbar surgical intervention (%)
Schöber-McRae (15cm +. . . .) (%)
< 3; 3–< 5; 5–< 7; 7–< 9 cm
dex (WFI). Divergent Validity: The scale should not
be well correlated with parameters other than functional low back scales. We assessed divergent validity by
looking for a correlation between the scale and parameters that are not associated with functional disability.
These were the short form of Beck Depression Inventory (BDI) [40]; morning stiffness, pain at night, finger
tip-ground distance, assessment of functional handicap
by Visual Analogue Scale, VAS-handicap), VAS value
of lumbar pain (VAS-lumbar), VAS value of radicular
pain (VAS-radicular), modified Schöber (MacRae) value, duration of the LBP, duration of the recent LBP, the
age, weight, height, Body Mass Index (BMI), weekly
working hours, number of wake up at night because of
LBP, duration of daily sleep and right and left straight
leg raising degrees.
39.86; SD: 2.73 (18–70)
63.40
25.10; SD: 3.89 (17.3–35.2)
18.75; 11.61; 25; 36.61; 8.04
93.13; SD: 88.72 (3–359)
10.96; SD: 13.98
11.61
3.57; 17.86; 48.21; 30.36
factors. The Orthogonal Varimax Rotation matrix was
obtained and, the factors with eigenvalue 1.5 because
of Scree Test results were considered to be factors of
the scale [39].
2.10. English translation of the scale
The scale was translated into English by the backtranslation method [6] to provide an idea of the content
for English-speaking reader: Questions were translated
from Turkish to English by two independent Englishspeaking persons and were translated back into Turkish by another two independent persons. The translators lived in USA before and they knew very well the
cultural structure of the two populations. The backtranslations were then compared with the original questionnaire and any discrepancies documented. Two experts on the questions reviewed the back-translations.
2.9. Statistical analysis
Statgraphics Plus Version 7 software was used for
all statistical analysis [41]. We calculated the means,
standard deviations, minimum and maximum values,
quartile values and 95% confidence intervals of the
means for quantitative variants and the proportions and
percentages for qualitative variants. The correlation of
two quantitative variants was assessed using Pearson’s
parametric correlation coefficient method because the
sample populations had bivariate normal distribution.
The “p” values of < 0.05 were considered significant.
Correlation results were interpreted according to the
Fermanian method [42]: very good correlation 0.91;
good correlation 0.90–0.71; moderate correlation 0.70–
0.51; poor correlation 0.50–0.31; very poor or insignificant correlation 0.30. Interrater reliability was assessed using the intraclass correlation coefficient (ICC)
under their corresponding random effect models. We
estimate the components of total variance by analysis
of variance (two way ANOVA), and calculated the ICC
as usual [43]. Internal consistency was calculated by
using the Cronbach-α [44]. Factor analysis was performed using principal component analysis to extract
3. Results
3.1. Demographic and clinical data
The performance of the scale was assessed using 112
patients (71 men). Table 1 shows their demographic
and clinical characteristics. Table 2 shows the patient
scores of this scale, RODI, QBPDS, WFI, VAShandicap, VASlumbar, VASradicular and BDI.
3.2. Reliability
The interrater reliability of the scale was assessed
in 96 patients and was found to be 0.79. The internal
consistency of the scale was 0.90.
3.3. Validity
3.3.1. Face validity
The doctors and the patients determined that the
questions and answer choices of the scale did assess the
functional disability due to chronic low back pain and
the questions were easily understood by the patients.
Thus, the scale has a face validity.
49
M.T. Duruöz et al. / Development and validation of a functional disability index for chronic low back pain
Table 2
Patient scores (n = 112)
Parameter (range)
Our Scale (0–90)
Oswestry (0–50)
Quebec (0–100)
Waddell (0–9)
VAShandicap (0–100)
VASlumbar (0–100)
VASradicular (0–100)
Beck (BDI) (0–39)
Mean
21.04
22.13
35.25
4.85
46.23
39.90
27.31
5.63
SD
14.93
8.28
17.37
6.99
24.41
21.58
29.70
3.63
Min
1
1
476
0
0
0
0
0
Max
62
41
23
9
100
100
100
15
Quartiles
Lower
Upper
8
30.5
16
28
47
2.5
7
28
62
27
53
0
52
3
8
%95 CI for mean
Lower
Upper
18.25
23.84
20.57
23.68
32.00
38.50
4.35
5.35
41.66
50.80
35
86
21.75
32.87
4.94
6.31
SD: Standard deviation; Min: Minimum; Max: Maximum; CI: Confidence Interval.
Table 3
Factor analyses: Varimax rotated factor matrix
Question
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
Factor 1
0.05526
0.30015
0.20673
0.06960
0.40338
0.66768
0.57730
0.55017
0.52883
0.60090
0.55999
0.73360
0.56260
0.60578
0.43575
0.30800
0.69739
0.74518
Factor 2
0.74550
0.73157
0.76567
0.78636
0.65613
0.24822
0.32277
0.41578
0.28498
0.08676
0.12280
0.04818
0.19788
0.39391
0.48890
0.62798
0.14357
0.25277
The highest loading of each item is underlined.
3.3.2. Content validity
The items in the questionnaire were found to be related to the everyday living activities of low back function and not related to professional or personal activities. Therefore, they are relevant to functional disability. The questions were related to different areas of
daily life such as transport, sitting, standing, dressing,
and hygiene. These results indicate that the scale has
good content validity.
3.3.3. Construct validity
Internal construct validity: Factor analysis showed
that the scale had two factor groups. Factors with
eigenvalue of 1.5 according to the Scree test result
were considered to be scale factors. The eigenvalues
of first and second factors were respectively 7.19 and
1.78. Two factors represented 49.8% of the total variance. The factor group for each question was determined after orthogonal varimax rotation of factor analysis matrix (Table 3). The first group included 11 ac-
Table 4
Construct validity of ILBPDI (Correlation coefficient with other parameters)
Convergent Validity:
Quebec Back Pain Disability Scale
Revised Oswestry Disability Index
Waddell‘s Functional Index
Divergent Validity:
VAS-handicap
VAS-radicular
VAS-lumbar
Beck Depression Inventory (BDI)
Age
Body Mass Index (BMI)
Schöber
Duration of LBP
Pearson (r)
p
0.82
0.76
0.68
< 0.00001
< 0.00001
< 0.00001
0.49
0.48
0.18
0.38
0.29
0.06
−0.31
0.21
< 0.00001
< 0.00001
0.0533
< 0.00001
0.0018
0.5281
0.0008
0.0247
tivities (Questions 6–14, 17, 18) and these activities all
involved bending forward. The second factor group included 7 questions (Questions 1–5, 15, 16) on standing
activities.
Convergent and divergent validities: The scale was
significantly good or very good correlation (Pearson’s)
with other functional disability scales associated with
low back pain (Table 4). Thus, our scale has convergent
validity. We found that the scale was poorly or insignificantly correlated with some parameters that are not directly associated with functional disability. These parameters were: VAS-handicap (r: 0.49; p < 0.00001),
VAS-radicular (r: 0.48; p < 0.00001), BDI (r: 0.38;
p < 0.00001). The scale was not good correlated, according to Fermanian criteria, with the non-functional
parameters. These results show the divergent validity
of our scale.
3.4. English translation of the scale
Changes required by cultural differences had no effect on the meaning of items. The English version was
comparable to the original version (Tables 5 and 6).
50
M.T. Duruöz et al. / Development and validation of a functional disability index for chronic low back pain
Table 5
Istanbul Low Back Pain Disability Index – ILBPDI (Turkish)
Son bir ay içerisinde aşağıdaki aktiviteleri hiç bir yardımcı aletin veya kişinin yardımı olmadan yapıldığında bel ve siyatik ağrısından dolayı
karşılaşılan zorluk derecesi belirtilmelidir. Süre ve mesafe belirtilmeyen sorularda (durakta beklemek veya arabayla yolculuk yapmak gibi),
cevaplar hastanın günlük yaşantısındaki ihtiyacı göz önünde bulundurarak verilmelidir
Cevaplar: Hiç zorluk çekmeden
=0
Çok az zorlukla
= 1 puan
Biraz zorlukla
= 2 puan
Çok zorlukla
= 3 puan
Hemen hemen imkansız = 4 puan
İmkansız
= 5 puan
Sorular:
1. Bir kat merdiven inebiliyor musunuz?
2. Bir kat merdiven çıkabiliyor musunuz?
∗ (Soru 3–4) Ihtiyaçlarınızı
˙
gidermek için dışarda (pazara, bakkala, otobüs duraına gitmek gibi)
3.∗ Normal hızınızla yürüyebiliyor musunuz?
4.∗ Yava” yava” yürüyebiliyor musunuz?
5. Caddeyi karþıdan karþıya koşarak geçebiliyor musunuz?
6. Arabada oturarak şehir içinde yolculuk yapabiliyor musunuz?
∗ (Soru 7, 8, 9) Televizyonda bir filmi başından sonuna kadar yumuşak bir yerde oturarak (koltuk, kanape gibi) yerinizden kalkmadan:
7. ∗ Pozisyonunuzu değiştirmeden seyredebiliyor musunuz?
8. ∗ Pozisyonunuzu değiştirerek seyredebiliyor musunuz?
9. ∗ Ayaklarınızı uzatarak seyredebiliyor musunuz?
10. Bir öğün yemeği başından sonuna kadar sandalyede oturarak yiyebiliyor musunuz?
11. Koltuk veya kanapede bir sure oturduktan sonra kalkabiliyor musunuz?
12. Yerden eğilip elbiseleriniz alabiliyor musunuz?
13. Lavaboya eğilip dişlerinizi fırçalayabiliyor musunuz?
14. Ayaklarınızı banyoda yıkayabiliyor musunuz?
15. Normal bir sandalyeyi kaldırarak odanın içindeki yerini değiştirebiliyor musunuz?
16. Baþınızın hizasından yukarıda bulunan bir yere çeşitli hafif eşyalar (tabak, kavanoz, kitap gibi) koyup alabiliyor musunuz?
17. Çoraplarınızı giyinebiliyor musunuz?
18. Pantalonunuzu giyinebiliyor musunuz?
4. Discussion
Disability questionnaires are not only suitable for
routine clinical use, but also provide high-quality information for research. Reliable and validated scales are
needed by clinicians to measure clinical evolution and
patients’ limitations before they can propose or evaluate treatment. The questionnaires are more consistent
and reliable than interviews because they present the
questions in exactly the same way to every patient, every time. Although there are many kinds of indices,
previous studies indicate that simple indices are better
than complex ones [2,6,45]. We have therefore developed a practical scale to assess functional disability
caused by chronic low back pain.
The nature of low back pain is complex and multidimensional. There are some kinds of functional scales
in the literature and they assess different dimensions
of low back pain. The characteristics and outcomes
are different in chronic low back pain, inflammatory
back pain, acute back pain, sciatica etc. If we are able
to assess the different characteristics of low back pain
we may achieve more specific treatments. The Oswestry Disability Index assesses the intensity of pain
and restrictions in activities. Rolland Morris Disability Questionnaire was developed to assess the disability for patients with acute low back pain [46–48]. In
this study the scale was developed specifically to assess
functional disability for chronic mechanical low back
pain. Disease specific indices are superior than the general indices to identify specific troubles. Many scales
contain pain questions (impairment), activity of daily
living questions (disability) and questions about social
or sexual life disadvantages (handicap) in the same index. Because impairment, disability and handicap are
different dimentions of disease outcomes, they have to
be evaluated separately to assess the diseases’ impacts
on subjects and to manage the accurate treatment strategy. Methodologically the study is somewhat limited by
the subject sample, which would appear to be showing
mild to borderline moderate overall impairment, with
no normal control group comparisons. Inclusion of
a normal control group to demonstrate additional discriminative validity would have been helpful. Kirshner
and Guyatt [49] state that the development of a scale
should have 6 steps: selection of item pool, item scaling, item reduction, reliability, validity and responsiveness. We followed this advice, and the responsiveness
of the scale is currently under investigation.
M.T. Duruöz et al. / Development and validation of a functional disability index for chronic low back pain
51
Table 6
Istanbul Low Back Pain Disability Index – ILBPDI (English)
Please select the appropriate option to specify the degree of difficulty you have experienced during the past month when performing these
activities without getting help from anyone or any assistive device. For questions that do not indicate a time period and distance (i.e., waiting
at a bus stop or traveling by car) mark your answers based on your daily activities and needs.
Answers: No difficulty
=0
With little difficulty
= 1 point
With some difficulty
= 2 points
With great difficulty
= 3 points
Almost impossible
= 4 points
Impossible
= 5 points
Questions:
1. Can you walk down one flight of stairs?
2. Can you climb one flight of stairs?
∗ (Questions 3–4) In order to meet your needs such as going to the grocery, store, bus stop etc.
3.∗ Can you walk at your regular pace?
4.∗ Can you walk slowly?
5. Can you run across the street?
6. Can you travel around town while seated in a car?
∗ (Questions 7-8-9) Can you watch a movie in its entirety on TV while sitting on a soft couch or a sofa without getting up:
7. ∗ Without changing your position?
8. ∗ By changing your position?
9. ∗ By stretching your legs?
10. Can you eat an entire meal seated in a chair?
11. Can you get up from a chair or sofa on your own after having been seated a while?
12. Can you bend forward to pick up your clothes from the floor?
13. Can you bend over the sink to brush your teeth?
14. Can you wash your feet in the bath?
15. Can you lift a regular size chair and move it around the room?
16. Can you put to and retrieve light items (i.e. books, plates, jars) from a shelf above your head?
17. Can you put your socks on?
18. Can you put your trousers on?
The questionnaire was administered by the interviewers (physiatrists), enabling them to provide additional explanations to patients about the meaning
of functional handicap and thus helped avoid missing
questions. The question of geriatric degeneration of
joints and muscles was avoided by excluding all patients over 70 years old.
The practical advantages of this scale are clarity,
comprehensiveness, simplicity and a minimum requirement of professional time and money. It takes about
3 ± 1 minutes to complete, and six levels of answers
provide a sensitive grading of functional disability [50].
The interrater reliability of the scale was adequate.
The patients were asked by two independent interviewers to complete the whole questionnaire (16 pages)
twice in 2–5 days. They found it difficult to remember
their previous answers the second time around. Any
visual memory of the questions was eliminated as the
questionnaires were filled out by two independent interviewers. Published studies have generally assessed
the intrarater or test- retest reliabilities for functional
scales and they are usually higher than interrater reliability. To assess the test-retest reliability the questionnaire should be filled out twice by the patients. To
assess the intrarater reliability the questionnaire should
be filled out twice by the same interviewer. Test-retest
reliabilities for other scales reported in the literature
were 0.63–0.99 [7,51]. However, the very high coefficients were obtained in studies in which the retest was
performed on the same day as the initial evaluation, or
on the following day. Some of these studies reported
only Pearson’s correlation coefficients, which are usually higher than the intraclass correlation coefficients
(ICC) [6,38].
The Cronbach’s α coefficient of this scale was 0.90.
It indicates that all questions in the scale were highly correlated with each other and provided assurance
that random errors were minimized. Previously reported alpha coefficients for low back pain questionnaires
ranged from 0.77 for the Oswestry scale [52] to 0.96
for the Quebec [7].
The items of the scale represent not only the activities that are essential for everyday living but also activities that are necessary for the person to adapt independently to the environment. One of the superiority
of this scale is to assess patient’ functional disability
due to limitations of daily necessities. For example, we
preferred to ask “Can you run across the street?” rather
52
M.T. Duruöz et al. / Development and validation of a functional disability index for chronic low back pain
than “Can you run 15 meters?”. Running 15 meters is
not necessary in daily life activities and often patients
do not know the answer, but we need to run across the
street to catch the bus or to escape from cars etc. These
kinds of questions may give us more detailed information about patients’ limitations in daily living, and
provide a broader and more discriminating approach
for policy-making and planning treatment and rehabilitation [53]. This kind of scale maintains and extends
the characteristics of usefulness to practitioners, consumers and educators and it is one of the advantages of
this scale.
This scale includes activities with different necessities of daily life such as transport, sitting, standing,
dressing, hygiene and they are done in different places
(room, kitchen, car, street etc.). We used the suggestions of experienced clinicians and the patients plus
factor analysis to group the items according to the low
back movements. These results show that the items in
the scale represent many dimensions and therefore it
has good content validity. Because the Roland-Morris
scale does not have any questions asking specifically
about lifting, carrying, pulling or pushing objects, and
the Oswestry does not have any questions pertaining to
bending or body movement.
Two factors were extracted by factor analysis. The
first was activities requiring bending forward. They
seem to be the most important type of disability for our
patients. The second factor was activities requiring the
standing position. In factor analysis after orthogonal
rotation, the items of the scale were grouped in factors
according to the values of their correlation coefficients.
Thus, the correlations between the items in the same
factor group were high, while the correlations with
items from other factors were low.
We assessed construct validity because there is no
gold standard for assessing functional disability [54].
Our scale was well correlated with WFI, RODI and
QBPDS. These results suggested that the developed
scale has excellent convergence with other functional
disability scales for low back pain but it is not exactly
the same with others. Our scale has the highest correlation coefficient with QBPDS because its questions are
related to functional disability. Some questions in the
RODI are related to impairment (pain questions) and
some questions in the WFI are related to handicap (e.g.
item about “missing some social activities”). Because
of this reason the total scores of RODI and WFI do not
reflect the pure disability level. Although these scales
have good correlation with the developed scale, they do
not assess the exact same outcome with our scale which
has items based on a conceptual model of disability.
Our scale has little or no relationship with variables
not related to function, reflecting its good divergence
and discriminative properties. There may be little correlation between health status instruments and disease
activity measurements [6,13,34,35]. Our scale has fair
(0.3 < r < 0.5) but significant relation with the VAShandicap, VAS-radicular, BMI, and Schöber test. It has
not significant relationship with VASlumbar (r = 0.18;
p = 0.0533). The functional disability due to LBP
seems to be especially related to radicular pain, rather
than lumbar pain. The back pain patients with radicular
pain reported previously had significantly higher levels
of disability than patients with back pain alone [55] and
LBP patients with radiating leg pain below the knee are
significantly more likely to undergo back surgery [56].
The limitation of our study is the subject sample,
which would appear to be showing mild to borderline
moderate overall impairment, with no normal control
group comparisons. Thus, the actual utility of the proposed new scale across the continuum of impairment
is not demonstrated. Although all questions are about
the daily activities of normal subjects, the inclusion of
a normal control group to demonstrate additional discriminative validity would have been helpful. Also,
the study would have been stronger with some cross
validation data. While responsiveness data are not required for an introductory article, they would also be
helpful to fully determine the scale’s actual utility and
contribution
5. Conclusion
Our scale is a practical, accurate and inexpensive way
to assess patient functional disability due to chronic low
back pain. It has good psychometric properties. It has
several advantages: it is user-friendly, cost-effective,
time sparing, does not need additional equipment, and
is reliable and valid in various aspects. Pending further
demonstration of discriminative and predictive validity, this scale might be useful to discriminate between
subjects or predict prognosis. The responsiveness of
the scale to clinical changes, surgical, rehabilitation
and local injection treatments are under investigation.
Acknowledgement
We thank Prof. Françis Guillemin for his kind advice
during the preparation of this manuscript.
M.T. Duruöz et al. / Development and validation of a functional disability index for chronic low back pain
References
[1]
[2]
[3]
[4]
[5]
[6]
[7]
[8]
[9]
[10]
[11]
[12]
[13]
[14]
[15]
[16]
[17]
[18]
[19]
M.E. Suarez-Almazor, C. Kendall, J.A. Johnson, K. Skeith and
D. Vincent, Use of health status measures in patients with low
back pain in clinical settings. Comparison of specific, generic
and preference-based instruments, Rheumatology 39 (2000),
783-790.
M. Bendebba, G.S. Dizerega and D.M. Long, The lumbar
spine outcomes questionnaire: Its development and psychometric properties, Spine J 7 (2007), 118-132.
M. Nakamura, K. Miyamoto and K. Shimizu, Difference in
evaluation of patients with low back pain using the Japanese
Orthopaedic Association Score for Back Pain and the Japanese
Version of the Roland-Morris Disability Questionnaire, J Orthop Sci 14 (2009), 367-73.
A.J. Beurskens, H.C. de Vet, A.J. Köke, G.J. van der Heijden
and P.G. Knipschild, Measuring the functional status of patients with low back pain. Assessment of the quality of four
disease-spesific questionnaires, Spine 20 (1995), 1017-1028.
J.W. Frymoyer, Back pain and sciatica, N Engl J Med 318
(1988), 291-300.
M.T. Duruoz, S. Poiraudeau, J. Fermanian, C.J. Menkes, B.
Amor, M. Dougados and M. Revel, Development and validation of a rheumatoid hand functional disability scale that assess
functional handicap, J Rheumatol 23 (1996), 1167-1172.
J.A. Kopec, J.M. Esdaile, M. Abrahamowicz, L. Abenhaim,
S. Wood-Dauphinee, D.L. Lamping and J.I. Williams, The
Quebec Back Pain Disability Scale: Measurement Properties,
Spine 20 (1995), 341-352.
D.A. Ruta, A.M. Garratt, D. Wardlaw and I.T. Russell, Developing a valid and reliable measure of health outcome for
patients with low back pain, Spine 19 (1994), 1887-1896.
M. Bergner, R.A. Bobbitt, W.B. Carter and B.S. Gilson, The
Sickness Impact Profile: Development and final revision of a
health status measure, Med Care 19 (1981), 787-805.
J.E. Ware Jr. and C.D. Sherbourne, The MOS 36-Item ShortForm Health Survey (SF-36). I. Conceptual framework and
item selection. Med Care 30 (1992), 473-483.
J.N. Katz, M.G. Larson, C.B. Phillips, A.H. Fossel and M.H.
Liang, Comparative measurement sensitivity of short and
longer health status instruments, Med Care 30 (1992), 917-25.
J.A. Kopec and J.M. Esdalie. Functional disability scales for
back pain. Spine 20 (1995), 1943-49.
M.T. Duruoz, S. Poiraudeau, J. Fermanian, M. Dougados,
C.J. Menkes and M. Revel, Development and validation of
a functional disability scale for sciatica, Arthritis Rheum 41
(1998), (Suppl.) S91.
R. Million, W. Hall, K.H. Nilsen, R.D. Baker and M.I. Jayson,
Assessment of the progress of the back pain patient. 1981
Volvo Award in Clinical Science, Spine 7 (1982), 204-12.
G.F. Lawlis, R. Cuencas, D. Selby, C.E. McCoy, The development of the Dallas Pain Questionnairs. An assessment of the
impact of spinal pain on behavior, Spine 14 (1998), 511-516.
G. Waddell and C.J. Main, Assessment of severity in low-back
disorders. Spine 9 (1984), 204-209.
J.H. Evans and A. Kagan, The development of a Functional
Rating Scale to measure the treatment outcome of chronic
spinal patients, Spine 11 (1986), 277-281.
R.F. Meenan, J.H. Mason, J.J. Anderson, A.A. Guccione and
L.E. Kazis, AIMS2 The content and properties of a revised and
expanded Arthritis Impact Measurement Scales Health Status
Questionnaire, Arthritis Rheum 35 (1992), 1-10.
M. Dougados, A. Gueguen, J.P. Nakache, M. Nguyen, C. Mery
and B. Amor, Evaluation of a functional index and an articular
[20]
[21]
[22]
[23]
[24]
[25]
[26]
[27]
[28]
[29]
[30]
[31]
[32]
[33]
[34]
[35]
[36]
[37]
53
index in ankylosing spondylitis, J Rheumatol 15 (1988), 302307.
J.C. Fairbank, J. Couper, J.B. Davies and J.P. O’Brien, The Oswestry low back pain disability questionnaire, Physiotherapy
66 (1980), 271-273.
R.M. Agius, M.H. Lloyd, S. Campell, P. Hutchison, A. Seaton
and C.A. Soutar, Questionnaire for the identification of back
pain for epidemiological purposes, Occup Environ Med 51
(1994), 756-60.
N. Hudson-Cook, K. Tomes-Nicholson and A. Breen, A revised Oswestry Disability Questionnaire, In: Back Pain, New
approaches to rehabilitation and education, M. Roland ed.,
Manchester University Press, Manchester, 1989, pp. 187-204.
M.G. Lequesne, C. Mery and M. Samson, Indexes of severity for osteoarthritis of the hip and knee. Validation value in
comparison with other assessment tests, Scand J Rheumatol
65 (1987), Suppl. 85-89.
L.F. Callahan, R.H. Brooks, J.A. Summey and T. Pincus,
Quantitative pain assessment for routine care of rheumatoid
arthritis patients, using a pain scale based on activities of daily living and a visual analog pain scale, Arthritis Rheum 30
(1987), 630-636.
N. Bellamy, Critical review of clinical assessment techniques
for rheumatoid arthritis trials: New developments, Scand J
Rheumatol 80(Suppl.) (1989), 3-16.
A.H. Roberts and L. Reinhardt, The behavioral management
of chronic pain: long-term follow-up with comparison groups,
Pain 8 (1980), 151-162.
A. Helewa, C.H. Goldsmith and H.A. Smythe, Independent
measurement of functional capacity in rheumatoid arthritis, J
Rheumatol 9 (1982), 794-797.
P. Tugwell, C. Bombardier, W.W. Buchanan, C.H. Goldsmith,
E. Grace and B. Hanna, The MACTAR Patient Preference Disability Questionnaire – an individualized functional priority
approach for assessing improvement in physical disability in
clinical trials in rheumatoid arthritis, J Rheumatol 14 (1987),
446-451.
A.M. Jette and O.L. Deniston, Inter-observer reliability of
a functional status assessment instrument, J Chronic Dis 31
(1978), 573-580.
L.H. Daltroy, M.G. Larson, N.W. Roberts and M.H. Liang, A
modification of the Health Assessment Questionnaire for the
spondylarthropathies, J Rheumatol 17 (1990), 946-950.
R.C. Tait, C.A. Pollard, R.B. Margolis, P.N. Duckro and S.J.
Krause, The Pain Disability Index: Psychometric and validity
data, Arch Phys Med Rehabil 68 (1987), 439-441.
P. Kind and R. Carr-Hill, The Nottingham Health Profile: A
useful tool for epidemiologists? Soc Sci Med 25 (1987), 905910.
S. Katz and C.A. Akpom, Index of ADL, Med Care 14(Suppl.)
(1976), 116-118.
R.D. Kerns, D.C. Turk and T.E. Rudy, The West Haven-Yale
Multidimensional Pain Inventory (WHYMPI), Pain 23 (1985),
345-356.
F.R. Convery, M.A. Minteer, D. Amiel and K.L. Connett,
Polyarticular disability: A functional assessment, Arch Phys
Med Rehabil 58 (1977), 494-499.
M. Roland and R. Morris, A study of the natural history of back
pain. Part I. Development of a reliable and sensitive measure
of disability in low back pain, Spine 8 (1983), 141-144.
American Educational Research Association, American Psychological Association, National Council on Measurement in
Education. Standards for educational and psychological testing. American Psychological Association, 1985, Washington,
54
M.T. Duruöz et al. / Development and validation of a functional disability index for chronic low back pain
USA.
D.L. Streiner and G.R. Norman, Health measurement scales:
A practice guideline to their development and use. 2nd ed.,
1995, Oxford University Press, New York.
[39] G.R. Norman and D.L. Streiner, Biostatistics. The bare essentials, 1993, Mosby-Year Book, Inc. USA.
[40] A.T. Beck, W.Y. Real and K. Rickels, Short form of depression
inventory: cross validation, Psychological Reports 34 (1974),
1184-1186.
[41] Statgraphics Plus version 7 for DOS, User Manual, 1993,
Manugistics, Rockville.
[42] J. Fermanian, Mesure de l’accord entre deux juges: Cas quantitatif, Rev Epidém et Santé Publ 32 (1984), 408-413.
[43] P.E. Shrout and J.L. Fleiss, Intraclass correlations: Uses in
assessing rater reliability, Psychol Bull 86 (1979), 420-428.
[44] L.J. Cronbach, Coefficient alpha and the internal structure of
a test, Psychometrika 16 (1951), 297-334.
[45] N. Bellamy, W.W. Buchanan, C.H. Goldsmith, J. Campbell
and L.W. Stitt, Validation study of WOMAC: A health status
instrument for measuring clinically important patient relevant
outcomes to antirheumatic drug therapy in patients with osteoarthritis of the hip or knee, J Rheumatol 15 (1988), 18331840.
[46] M. Sekiguchi, T. Wakita, S. Fukuhara, K. Otani, Y. Onishi,
S. Kikuchi and S. Konno, Development and validation of a
quality of life scale specific for lumbar spinal stenosis, Spine
(Phila Pa 1976), (2011) [Epub ahead of print].
[47] M. Truchon, D. Côté, M.E. Schmouth, J. Leblond, L. Fillion
and C. Dionne, Validation of an adaptation of the stres process
model for predicting low back pain related lon-term disability
outcomes: A cohort sudy, Spine (Phila Pa 1976) 13 (2010),
1307-1315.
[48]
[38]
[49]
[50]
[51]
[52]
[53]
[54]
[55]
[56]
K.E. Kim and J.Y. Kim, Cross-cultural adaptation and validation of the Korean version of the Roland-Morris Disability
Questionnaire for use in low back pain, J Back Musculoskelet
Rehabil 24 (2011), 83-88.
B. Kirshner and G.H. Guyatt, A methodologic framework for
assessing health indices, J Chron Dis 38 (1985), 27-36.
E.M. Badley, S. Wagstaff and P.H.N. Wood, Measures of functional ability (disability) in arthritis in relation to impairment
of range of joint movement, Ann Rheum Dis 43 (1984), 563-9.
R.A. Deyo and A.K. Diehl, Measuring physical and psychosocial function in patients with low back pain, Spine 8 (1983),
635-642.
C.Y. Hsieh, R.B. Phillips, A.H. Adams and M.H. Pope, Functional outcomes of low back pain. Comparison of four treatment groups in a randomized controlled trial, J Manipulative
Physiol Ther 15 (1992), 4-9.
W.D. Spector, S. Katz, J.B. Murphy and J.P. Fulton, The hierarchical relationship between activities of daily living and
instrumental activities of daily living. J Chron Dis 40 (1987),
481-489.
G.H. Guyatt, D.H. Feeny and D.L. Patrick, Measuring healthrelated quality of life, Ann Intern Med 118 (1993), 622-629.
J.E. Bolton and N.K. Christensen, Back pain distribution patterns: Relationship to subjective measures of pain severity and
disability, J Manipulative Physiol Ther 15 (1992), 4-9.
A.J. Selim, X.S. Ren, G. Fincke, R.A. Deyo, W. Rogers, D.
Miller, M. Linzer, and L. Kazis, The importance of radiating
leg pain in assessing health outcomes among patients with low
back pain. Results from the Veteran Health Study, Spine 23
(1998), 470-474.